1. Home
  2. Our Services
  3. Securities
  4. Financing



Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids


  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

Sep 2015

Joint bookrunner to Aquinox, Inc. on its follow-on offering

Status: Closed
Value: $98 million

Sep 2015

Co-Manager to Edge Therapeutics, Inc. on its initial public offering

Status: Closed
Value: $93 million

Aug 2015

Joint bookrunner to Dermira, Inc. on its follow-on offering

Status: Closed
Value: $111 million

All Recent Transactions

© 2015 Guggenheim Partners, LLC. All rights reserved. Guggenheim, Guggenheim Partners and Innovative Solutions. Enduring Values. are registered trademarks of Guggenheim Capital, LLC.