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Securities

Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids

Equities

  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

Jul 2015

Joint bookrunner to Egalet Corporation on its CMPO

Status: Closed
Value: $86 million


Jun 2015

Joint lead arranger and joint bookrunner to Spencer Spirit Holdings, Inc. in connection with its $110 million 1st lien term loan add-on and $135 million 2nd lien term loan

Status: Closed
Value: $245 million


May 2015

Joint bookrunner to Hemisphere Media Group, Inc. on its follow-on offering

Status: Closed
Value: $44 million


All Recent Transactions


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