Securities

Financing


Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior
  • Subordinated
  • Mezzanine
  • Convertibles
  • Hybrids

Equities

  • IPOs/Follow-On Offerings
  • Pipes
  • Private Placements
  • At-The-Market Offerings
  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs
  • CMOs
  • RMBS
  • CMBS
  • Consumer ABS
  • ESPCs
  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases
  • Tenders
  • Exchanges
  • Amendments/Consent Solicitations


Recent Transactions

  • Jan 2015
    Sole structuring advisor and sole active book-running manager of Dunkin' Brands’ whole business securitization
    Status: Closed
    Value: $2.6 billion
  • Jan 2015
    Co-manager to Five Prime Therapeutics on its follow-on offering
    Status: Closed
    Value: $84 million
  • Jan 2015
    Co-manager to Verastem on its follow-on offering
    Status: Closed
    Value: $54 million
All Recent Transactions