Securities

Financing


Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior
  • Subordinated
  • Mezzanine
  • Convertibles
  • Hybrids

Equities

  • IPOs/Follow-On Offerings
  • Pipes
  • Private Placements
  • At-The-Market Offerings
  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs
  • CMOs
  • RMBS
  • CMBS
  • Consumer ABS
  • ESPCs
  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases
  • Tenders
  • Exchanges
  • Amendments/Consent Solicitations


Recent Transactions

  • May 2015
    Joint bookrunner to Hemisphere Media Group, Inc. on its follow-on offering
    Status: Closed
    Value: $44 million
  • May 2015
    Lead manager to Adaptimmune Therapeutics Plc on its initial public offering
    Status: Closed
    Value: $191 million
  • May 2015
    Arranger to the Berry Family of Nurseries, an Insight Equity Portfolio Company, on its unitranche facility
    Status: Closed
    Value: $150 million
All Recent Transactions