Securities

Financing


Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior
  • Subordinated
  • Mezzanine
  • Convertibles
  • Hybrids

Equities

  • IPOs/Follow-On Offerings
  • Pipes
  • Private Placements
  • At-The-Market Offerings
  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs
  • CMOs
  • RMBS
  • CMBS
  • Consumer ABS
  • ESPCs
  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases
  • Tenders
  • Exchanges
  • Amendments/Consent Solicitations


Recent Transactions

  • Mar 2015
    Joint book-runner to Tetraphase Pharmaceuticals, Inc. on its follow-on offering
    Status: Closed
    Value: $173.1 million
  • Mar 2015
    Joint book-runner to Horizon Pharma plc on its exchangeable senior notes offering
    Status: Closed
    Value: $400 million
  • Mar 2015
    Lead placement agent to Nicox on its reserved capital increase of ordinary shares
    Status: Closed
    Value: €27 million
All Recent Transactions