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February 18, 2015

Guggenheim Partners Commences Operations in Japan

TOKYO – Guggenheim Partners, a global investment and advisory firm, announced today that its Japan-based subsidiary, Guggenheim Partners Japan, Ltd. (“GPJL”), has received its Type-1 and Type-2 Financial Instruments Business and Investment Advisory and Agency licenses from the Kanto Financial Bureau, the local regulatory authority, effective on February 16, 2015.

“We are very pleased that the Kanto Financial Bureau has granted us these licenses,” said Atsuhito Sakai, President and Representative Director of GPJL. “We look forward to extending Guggenheim Partners’ platform of innovative investment-management solutions to institutional investors and distributors in Japan, working with them to realize their objectives.” Guggenheim Partners initially established a representative office in Japan in 2014. GPJL’s office is located in Otemachi, Chiyoda-ku, Tokyo.

Guggenheim Partners Japan, Ltd. is a regulated entity licensed to conduct Type-1 and Type-2 Financial Instruments Business and Investment Advisory and Agency Business in Japan. The Type-1 Financial Instruments Business license covers GPJL’s intermediary business with liquid securities, and Type-2 covers business with illiquid securities, such as fund-related products.


About Guggenheim Partners

Guggenheim Partners is a global investment and advisory firm with more than $220 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With more than 2,500 professionals based in more than 25 offices around the world, our commitment is to advance the strategic interests of our clients and to deliver long-term results with excellence and integrity.


Contact in Japan

Guggenheim Partners Japan, Ltd.
Otemachi First Square, West Tower
1-5-1, Otemachi, Chiyoda-ku, Tokyo 100-0004
03-4577-7880



July 13, 2020

Guggenheim Securities Hires Matthew Wesley to Expand Private Capital Advisory Business

NEW YORK, NY – Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Matthew Wesley will join the firm as a Managing Director to expand its private capital advisory business and will focus on building out the firm’s secondary advisory capabilities.  Mr. Wesley will commence work at Guggenheim in March 2021.

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July 09, 2020

Guggenheim Securities Hires Laurie Coben to Expand Power and Utilities Investment Banking Practice

NEW YORK, NY – Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Laurie Coben will join the firm as a Senior Managing Director in the Power and Utilities Investment Banking group. Ms. Coben will commence work at Guggenheim this week.

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May 21, 2020

Guggenheim Securities Hires Clio Crespy to Expand Energy Investment Banking Group in Houston

NEW YORK, NY – Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Clio Crespy will join the firm as a Managing Director in the firm’s Energy Investment Banking group. Mrs. Crespy will commence work at Guggenheim in August.

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