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February 18, 2015

Guggenheim Partners Commences Operations in Japan

TOKYO – Guggenheim Partners, a global investment and advisory firm, announced today that its Japan-based subsidiary, Guggenheim Partners Japan, Ltd. (“GPJL”), has received its Type-1 and Type-2 Financial Instruments Business and Investment Advisory and Agency licenses from the Kanto Financial Bureau, the local regulatory authority, effective on February 16, 2015.

“We are very pleased that the Kanto Financial Bureau has granted us these licenses,” said Atsuhito Sakai, President and Representative Director of GPJL. “We look forward to extending Guggenheim Partners’ platform of innovative investment-management solutions to institutional investors and distributors in Japan, working with them to realize their objectives.” Guggenheim Partners initially established a representative office in Japan in 2014. GPJL’s office is located in Otemachi, Chiyoda-ku, Tokyo.

Guggenheim Partners Japan, Ltd. is a regulated entity licensed to conduct Type-1 and Type-2 Financial Instruments Business and Investment Advisory and Agency Business in Japan. The Type-1 Financial Instruments Business license covers GPJL’s intermediary business with liquid securities, and Type-2 covers business with illiquid securities, such as fund-related products.


About Guggenheim Partners

Guggenheim Partners is a global investment and advisory firm with more than $220 billion in assets under management. Across our three primary businesses of investment management, investment banking, and insurance services, we have a track record of delivering results through innovative solutions. With more than 2,500 professionals based in more than 25 offices around the world, our commitment is to advance the strategic interests of our clients and to deliver long-term results with excellence and integrity.


Contact in Japan

Guggenheim Partners Japan, Ltd.
Otemachi First Square, West Tower
1-5-1, Otemachi, Chiyoda-ku, Tokyo 100-0004
03-4577-7880



September 17, 2021

Justin Peagram to Join Guggenheim Securities Sustainability Investment Banking Practice

Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Justin Peagram will join the firm as a Senior Managing Director in its Sustainability Investment Banking practice and will focus on advising companies within the alternative energy and energy technology sectors.

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September 16, 2021

Peter Moses Joins Guggenheim Securities to Expand Consumer and Retail Investment Banking Group

Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Peter “P.J.” Moses has joined the firm as a Senior Managing Director to expand its Consumer and Retail Investment Banking group.

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September 15, 2021

Guggenheim Securities Expands Technology Investment Banking Practice With the Addition of Tyler Dewing in Boston

Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that it has expanded its Technology Investment Banking Practice with the addition of Tyler Dewing in Boston. Mr. Dewing joins the firm as a Senior Managing Director with a focus on covering growing software, payments, and data analytics companies.

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