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Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners.

Our services fall into four broad categories:


We serve as trusted advisor to our clients in connection with mergers, acquisitions, divestitures, restructurings, spin/split-offs, joint ventures, leveraged buyouts, capital raisings, recapitalizations, exchange offers, takeover defenses, special committee assignments, fairness opinions, and other special situations. Our senior professionals have advised on some of the largest and most complex transactions in their industries.


We help clients raise capital through public and private offerings of equity and equity-linked securities, debt, and structured products.

Sales and Trading

We provide a broad array of sales and trading services to institutional clients. Our experienced professionals deliver differentiated content and specialized execution. Our Corporate Access team works across Equities, Fixed Income, and Investment Banking to provide companies access to investors, and to sponsor Thought Leadership events and industry specific conferences.


Our research team delivers differentiated insights on macroeconomic trends, industry-specific themes, and individual companies. Our analysts assess companies’ entire capital structures to provide unique investment perspectives.


Guggenheim Securities, LLC is a member of FINRA and SIPC.
View a summary of our Business Continuity Plan

Customer Relationship Summary – Securities and Exchange Commission Form CRS

Talent Spotlight 


We sat down with Guggenheim Securities Managing Director Jennie, who discussed her career path to Guggenheim and the best career advice she has received.

Meet Jennie

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