Securities

Recent Transactions

Announcement	Type	Status	Transaction	Value
Oct 2020	Advisory	Closed	Financial advisor to Ascena Retail Group in connection with its §363 sale of Catherines, Inc. to Fullbeauty Brands	~$50 million
Oct 2020	Advisory	Closed	Financial advisor to Hornblower Cruises & Events in connection with its term loan at an unrestricted subsidiary	$90 million
Oct 2020	Financing	Closed	Sole arranger to Step2 Discovery a portfolio company of Aterian to refinance existing facilities and fund a dividend to shareholders	$90MM sr. secured credit, $101MM sr. secured loan
Oct 2020	Financing	Closed	Joint bookrunner to Turning Point Therapeutics on its follow-on offering	$460 million
Oct 2020	Advisory	Closed	Financial advisor to California Pizza Kitchen in connection with its chapter 11 restructuring	$403 million
Oct 2020	Financing	Closed	Financial advisor to Trupanion in connection with its alliance agreement with and investment from Aflac	$200 million
Oct 2020	Financing	Closed	Co-manager to Phreesia on its follow-on offering	$184 million
Oct 2020	Financing	Closed	Sole book-running manager to Pacific Ethanol, Inc. on its follow-on common stock offering	$75 million
Oct 2020	Financing	Closed	Co-manager to Leslie’s a portfolio company of L Catterton and GIC on its initial public offering	$782 million
Oct 2020	Advisory	Closed	Financial Advisor to the Ad Hoc Group of Term Loan Lenders to Homer City Generating Station in connection with its out-of-court restructuring	$141 million