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Securities

Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids

Equities

  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

Jul 2019

Joint bookrunner to Mirum on its initial public offering

Status: Closed
Value: $75 million


Jul 2019

Sole bookrunner to Exicure on its confidentially marketed public offering

Status: Closed
Value: $63 million


Jul 2019

Joint bookrunner to Ra Pharmaceuticals on its follow-on offering

Status: Closed
Value: $149.5 million


All Recent Transactions


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