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Securities

Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids

Equities

  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

Nov 2020

Co-manager to Avantor a portfolio company of New Mountain Capital LLC on its follow-on offering

Status: Closed
Value: $2.0 billion


Oct 2020

Sole arranger to Step2 Discovery a portfolio company of Aterian to refinance existing facilities and fund a dividend to shareholders

Status: Closed
Value: $90MM sr. secured credit, $101MM sr. secured loan


Oct 2020

Co-manager to Phreesia on its follow-on offering

Status: Closed
Value: $184 million


All Recent Transactions


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