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Securities

Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids

Equities

  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

May 2020

Co-manager for Avantor, a portfolio company of New Mountain Capital LLC on its follow-on offering

Status: Closed
Value: $841 million


Apr 2020

Joint bookrunner to Grocery Outlet on its follow-on equity offering

Status: Closed
Value: $510 million


Apr 2020

Joint bookrunner to ORIC Pharmaceuticals on its initial public offering

Status: Closed
Value: $120 million


All Recent Transactions


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