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Securities

Financing

Guggenheim has broad distribution capabilities for debt and equities securities and structured products. We are able to effectively place and syndicate securities through our deep relationships with institutional investors and access to unique sources of capital, including our ability to act as a principal in select situations.

Our services include, as relevant, assessing an institution’s optimal capital structure and sources of additional capital, effectively positioning an issuer to investors, targeting investor pools, introducing investors, underwriting debt and equity securities, distributing structured products and performing capital structure related management.

We offer a full range of financing products, which include, among others:

Fixed Income

  • Senior

  • Subordinated

  • Mezzanine

  • Convertibles

  • Hybrids

Equities

  • IPOs/Follow-On Offerings

  • Pipes

  • Private Placements

  • At-The-Market Offerings

  • Direct Stock Purchase Programs

Structured Products

  • CDOs/CLOs

  • CMOs

  • RMBS

  • CMBS

  • Consumer ABS

  • ESPCs

  • Aircraft Debt Securities

Capital Structure Management

  • Repurchases

  • Tenders

  • Exchanges

  • Amendments/Consent Solicitations

Recent Transactions

Jun 2016

Co-manager to Albertsons in connection with its senior notes offering

Status: Closed
Value: $1.25 billion


Jun 2016

Co-manager to Albertsons in connection with its term loan B refinancing

Status: Closed
Value: $6.525 billion


Jun 2016

Joint bookrunner to Dermira on its follow-on offering

Status: Closed
Value: $145 million


All Recent Transactions


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